Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Cecil RogersBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$8207-01-2016
Angela Diane OcurranBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-22-2014
Bradley Ray PeaseBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-07-2012
Brent Aaron WilhelmBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5001-11-2012
Brian Howard RubinBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-15-2013
Bridget Ladner WeatherlyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$2502-12-2016
Bruce Ernest MeltonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-27-2014
Bryan Thomas HoppeBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-14-2018
Cecelia Marie JiampettiBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-07-2012
Chad Allen SteinbachBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-18-2011
Charles E. Porter IIIBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-14-2015
Charles Randall RaneyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1010-24-2014
Christopher GantBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$6202-16-2018
Christopher James CookBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10002-16-2018
Christopher James McGillBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$7505-14-2012
Christopher Stephen McNewBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10001-16-2015
Clifford Edward Bryan IIIBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-23-2018
Connor P DunlopBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-24-2010
Corey Lee SarosyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10001-14-2011
Craig BelisBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00002-16-2018
Daniel Robert CauleyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10005-03-2013
David Bruce HunterBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15010-16-2015
David Evan ReillyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-27-2013
David James KarpBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10008-30-2013
David Lee KeltyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$3011-17-2017
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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