Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William John JasionowskiBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$2509-20-2013
William Harry RaymonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$2505-04-2018
Victor William Lunka Jr.Benjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10001-14-2011
Tyler B. HerrBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5106-29-2018
Tracie Godfrey KanelosBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15004-21-2014
Todd ThayerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-15-2014
Timothy Lance OmanBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$2505-29-2015
Thomas Michael CarterBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5005-19-2014
Thomas Jay RobbBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-28-2014
Teresa Lynn ZipfBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$2509-07-2012
Tarin Linn ChiappaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-02-2013
Tammy G. VonaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-25-2011
Sviatlana V. MaslavaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-23-2018
Steven Richard PerryBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5012-03-2010
Scott Andrew ShirleyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-19-2011
Sandra K. PetersonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-04-2013
Ryan Matthew PollacciBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-22-2017
Roland Harold DeliniereBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10007-09-2010
Robert Michael SmithBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-04-2015
Robert Lloyd WaggonerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$11609-01-2017
Robert E. SimmonsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00009-06-2019
Robert C RothhouseBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-07-2012
Richard Todd StoneBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5001-11-2012
Richard Robinson CardinBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10007-09-2010
Richard Perry MooreBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$6409-22-2017
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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