Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Cecil RogersBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$8207-01-2016
Charles Randall RaneyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC10-24-2014
Christopher Stephen McnewBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$2501-16-2015
Jeremy Richard WatsonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00003-06-2020
John Hamilton WeirBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5007-11-2014
John WeirBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-11-2014
Joshua WillardBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-11-2014
Laney H MitchamBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00009-01-2017
Leeann C AshfordBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-01-2016
Mavis Ann LehrBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15010-21-2016
Peter Daniel MurphyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10003-06-2020
Robert Lamar SpainhouerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-06-2020
Robert Lloyd WaggonerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00009-01-2017
William Davis HarrisBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5003-06-2020

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.