Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Thomas HoppeBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-14-2018
David Evan ReillyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-27-2013
Eric Sellars LoyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5004-28-2017
Gary William BullerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
James Michael GoehlBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00005-25-2018
Jay Alan CunninghamBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15009-14-2018
John Martin CrockBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-19-2010
Marcia Tudor ZerlangBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5009-14-2018
Mark Howard EricksonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-09-2009
Mary Kathryn PaulinBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$2506-18-2010
Matthew William BullerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC10-12-2018
Nancy Ann ParsonsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5001-20-2017
Patricia Ann OlszewskiBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-19-2011
Sandra Jo HillierBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-19-2010
Steven James HoulihanBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10011-06-2009
Susan Laurie HedmanBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-12-2010
Timothy Lance OmanBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$2505-29-2015
Timothy Michael MoranBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-12-2012
William Robert ParrilliBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5212-16-2016

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.