Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Ray PeaseBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-07-2012
Brent Aaron WilhelmBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5001-11-2012
Brian Howard RubinBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-15-2013
Bruce Ernest MeltonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-27-2014
Cecelia Marie JiampettiBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-07-2012
Chad Allen SteinbachBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-18-2011
Christopher James McGillBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$7505-14-2012
Christopher Stephen McNewBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10001-16-2015
Connor P DunlopBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-24-2010
Corey Lee SarosyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10001-14-2011
Daniel Robert CauleyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10005-03-2013
David James KarpBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10008-30-2013
David William HansonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-12-2010
Dawn N. Pilipchuk-KruthBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-01-2013
Dennis L. AndersonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15001-04-2013
Diane HobartBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-28-2014
Edward Paul MeyerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5001-18-2013
Eric Ryan BenchBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-13-2014
Frances Ann WilliamsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10006-18-2010
Gary Scott LibertyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15008-31-2012
James Hunter GrahamBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-18-2014
James Ryan WormleyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15001-04-2013
James Thomas Holder IIIBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15004-21-2014
James Thomas Holder Jr.Benjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15004-21-2014
Jason G. ClouseBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-13-2014
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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