Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Illya Manuel BermantCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC05-27-2009
Erin C KesselCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-20-2009
Stephen K Mulhall JrCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC$15005-10-2010
Scott James MartinezCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC01-18-2011
Timothy Dean SemlickCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-25-2011
Andrew B FritschCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC10-31-2011
Kenneth Floyd Jorgenson IiCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC11-19-2012
James Michael KukurinCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC02-19-2013
Shawn Darius FarrokhCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC11-08-2013
Shirine Varsha PrasadCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC03-05-2014
Cailin Dawn McElrathCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-02-2014
Joseph Michael SwainCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-25-2014
Melisa Avery Komarek-McclureCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC11-21-2014
Brandon Joseph RodriquezCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC01-02-2015
Michael David TuazonCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC04-27-2015
Mark Bryan Rudolph JrCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC08-10-2015
Heidi Elizabeth StanglCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC04-18-2016
Amy Marie AndrewsCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC09-06-2016
Joshua Phillip TorresCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC02-01-2017
Chaiti ChatterjeeCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC05-25-2017
Naveed AhmedCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC01-03-2018
Sean Michael WorthingtonCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC04-11-2018
Lani Brianna LewisCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC05-11-2018
Gary Steven HallCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC06-01-2018
April Michelle BeltranCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC08-06-2018
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.