Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Anthony ValenciaChase Investment Services Corp.Wells Fargo Clearing Services, LLC$101-01-2009
Kenneth Ray Koger Jr.Chase Investment Services Corp.Wells Fargo Clearing Services, LLC$1002-01-2009
Joseph Leon Bess IIChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-01-2009
Nicole Renee WestropeChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-06-2009
Daniel Godfrey KewChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-13-2009
Nick Panos StavropoulosChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-13-2009
Pedro Jose EscobarChase Investment Services Corp.Wells Fargo Clearing Services, LLC$10005-01-2009
Brian C FischetteChase Investment Services Corp.Wells Fargo Clearing Services, LLC05-01-2009
Angel Gabriel AndujarChase Investment Services Corp.Wells Fargo Clearing Services, LLC05-02-2009
Alfredo Augusto MonteiroChase Investment Services Corp.Wells Fargo Clearing Services, LLC05-04-2009
Cliff Tian Yu LiangChase Investment Services Corp.Wells Fargo Clearing Services, LLC06-01-2009
Allan Erik FequiereChase Investment Services Corp.Wells Fargo Clearing Services, LLC06-04-2009
Pastor Fuster Jr.Chase Investment Services Corp.Wells Fargo Clearing Services, LLC06-04-2009
Jason Charles SescoChase Investment Services Corp.Wells Fargo Clearing Services, LLC06-09-2009
Stephen BerrocalChase Investment Services Corp.Wells Fargo Clearing Services, LLC$2507-01-2009
Anthony A. RendonChase Investment Services Corp.Wells Fargo Clearing Services, LLC07-21-2009
Rommel David GarciaChase Investment Services Corp.Wells Fargo Clearing Services, LLC08-03-2009
Michael LewandoskiChase Investment Services Corp.Wells Fargo Clearing Services, LLC$2508-17-2009
David LinChase Investment Services Corp.Wells Fargo Clearing Services, LLC09-01-2009
Eric Curtis CutlerChase Investment Services Corp.Wells Fargo Clearing Services, LLC09-01-2009
Thomas Patrick Dooley Jr.Chase Investment Services Corp.Wells Fargo Clearing Services, LLC$5009-14-2009
Vincent Vijay LachmanChase Investment Services Corp.Wells Fargo Clearing Services, LLC10-01-2009
Stephen Bernard GlowackaChase Investment Services Corp.Wells Fargo Clearing Services, LLC10-19-2009
Andrew David GaenickeChase Investment Services Corp.Wells Fargo Clearing Services, LLC10-26-2009
George LyChase Investment Services Corp.Wells Fargo Clearing Services, LLC10-26-2009
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.