Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicole Marie Lorraine SchofieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC11-29-2010
Gregory John TessarCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-02-2011
Hector Enrique Evangelista IICitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-08-2011
Dennis James SalemCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$5010-29-2012
Thomas Edwin MoranCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$15001-02-2013
Christopher Thomas SimoneCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$2501-02-2013
Christine Ann McAnallyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-09-2013
Panorea Taglis La VenutaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-03-2013
Steve FernelisCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC10-25-2013
Yonatan Reiss MaromCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$2510-30-2013
Kathy Ngoc-Ha LamCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC12-03-2013
Tony Hung NguyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$5001-03-2014
Angela On Kei LauCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-02-2014
Christopher George TrottaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-16-2014
Nicholas B FriedmannCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC07-09-2014
Weifen ChengCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC02-13-2015
Jana Hunt CalongneCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$15011-09-2015
Christopher Paul FranceseCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$15012-04-2015
Chao Lin WoodCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$15002-05-2016
Andrew C LaiCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC02-05-2016
Robert Frank Pondt JrCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$15004-27-2016
Dmitriy GusevCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-18-2016
Abaristo CaleroCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-29-2016
Diego Henrique ScheurichCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-01-2016
Vladislav GurevichCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-26-2016
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.