Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Dale SchlitterCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$10001-01-2009
Thomas Mccullott WestCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$10001-01-2009
Valerie NguyenCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-20-2009
Roy Addison Nutt Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$2502-01-2009
George Russell McCurdy Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$5002-01-2009
Joel Randy FreedmanCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$10003-01-2009
David Brian McAfoosCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$2503-01-2009
Don Anthony D'AdeskyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$10004-01-2009
James Thomas YoungCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Michael Pittman GeeCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
David Elgin MeadorsCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$15004-01-2009
Brian Patrick MahoneyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
James Ellis Day IIICitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Lane Patrick WilsonCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Ralph Thomas Truman Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Melissa Pruner SaleebyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Jonathan Andrew HesseCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$5004-01-2009
Krystle Lidia ClarkeCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-27-2009
Clinton Robert Ball Sr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-01-2009
John Robert TalleyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$20005-01-2009
Ted Howard AbersCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$5005-01-2009
Wayne Francis GriffithCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$10005-01-2009
Mark Steven LoftusCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$10005-01-2009
Scott Eric TonnesenCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$15005-01-2009
William Eldridge O'Brien Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-01-2009
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.