Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wendy Beth NamackCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$2502-13-2009
Peter Charles McManusCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5006-18-2009
Mario John AlvinoCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$2502-01-2010
Robert Moseley Crosland IIICommonwealth Financial NetworkWells Fargo Clearing Services, LLC02-16-2010
Christopher Gerald AndersonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC05-06-2011
Bennett Joseph JaredCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$10009-23-2011
Michelle Nunley WhiteakerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$15009-23-2011
Ralph Bertram Williams IIICommonwealth Financial NetworkWells Fargo Clearing Services, LLC$15004-20-2012
Daniel R BeaudetteCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$2512-05-2012
Patrick Lawrence BriaCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5002-15-2013
Shannon Marie SutherlandCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$4002-14-2014
Roger ConnellCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5903-07-2014
Roger William ConnellCommonwealth Financial NetworkWells Fargo Clearing Services, LLC03-07-2014
James D HeeneyCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5005-23-2014
Greg D PattersonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5005-23-2014
James Allen CanadyCommonwealth Financial NetworkWells Fargo Clearing Services, LLC05-23-2014
David M WeidmayerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$10408-01-2014
Mark Fitzgerald AgreCommonwealth Financial NetworkWells Fargo Clearing Services, LLC11-21-2014
Megan Elizabeth JohnsonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC01-05-2015
Thomas Edward DexterCommonwealth Financial NetworkWells Fargo Clearing Services, LLC01-23-2015
David Yukio OmuraCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$7811-20-2015
Michael Salvatore Bartolotta JrCommonwealth Financial NetworkWells Fargo Clearing Services, LLC09-30-2016
Oscar Omar LopezCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$27111-04-2016
Ruben Lopez JrCommonwealth Financial NetworkWells Fargo Clearing Services, LLC11-04-2016
Aaron Jack SimonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC04-21-2017
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.