Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Douglas Roar Jr.Edward JonesWells Fargo Clearing Services, LLC01-16-2009
John Forman McLeanEdward JonesWells Fargo Clearing Services, LLC$1002-02-2009
Clay Everett BellEdward JonesWells Fargo Clearing Services, LLC02-13-2009
Colleen Downey MitchellEdward JonesWells Fargo Clearing Services, LLC$502-17-2009
Stone Brett IreyEdward JonesWells Fargo Clearing Services, LLC$2503-09-2009
Jill D. Poppe LoveallEdward JonesWells Fargo Clearing Services, LLC$1003-16-2009
Jeffery William HolmesEdward JonesWells Fargo Clearing Services, LLC03-18-2009
Michael Jack KritikosEdward JonesWells Fargo Clearing Services, LLC$2503-20-2009
Michael Franklin MendiolaEdward JonesWells Fargo Clearing Services, LLC$2503-23-2009
Eddie Ray ConradEdward JonesWells Fargo Clearing Services, LLC03-27-2009
Jonathan Robert LaundraEdward JonesWells Fargo Clearing Services, LLC$1003-27-2009
Richard Kirkland McRee Jr.Edward JonesWells Fargo Clearing Services, LLC$5004-17-2009
Mary Elizabeth Cavanaugh-MarshEdward JonesWells Fargo Clearing Services, LLC$2504-17-2009
James Garfield Grimes IIIEdward JonesWells Fargo Clearing Services, LLC$15004-20-2009
Eric Jon WilsonEdward JonesWells Fargo Clearing Services, LLC04-20-2009
Brian Thomas ChandlerEdward JonesWells Fargo Clearing Services, LLC$104-24-2009
Linda Lea CoulesEdward JonesWells Fargo Clearing Services, LLC05-11-2009
Stephen Frank GiellaEdward JonesWells Fargo Clearing Services, LLC$5005-15-2009
Ricky Vance HuffEdward JonesWells Fargo Clearing Services, LLC$5005-15-2009
David D. HamlinEdward JonesWells Fargo Clearing Services, LLC$5005-29-2009
Kevin Michael MessingEdward JonesWells Fargo Clearing Services, LLC06-15-2009
Teresa Kay CowdenEdward JonesWells Fargo Clearing Services, LLC06-17-2009
Linda Renee CollinsEdward JonesWells Fargo Clearing Services, LLC$5006-26-2009
Tamara Ann AllisonEdward JonesWells Fargo Clearing Services, LLC$10006-26-2009
Susan Elizabeth StecklerEdward JonesWells Fargo Clearing Services, LLC$5007-02-2009
Next Page »

Showing 1 to 25 of 228 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.