Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Francis GintyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC01-14-2009
Lawrence Kevin EnnisJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10001-14-2009
Arthur Richard FalkowitzJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$101-23-2009
Michael Herbert StrochlicJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5001-23-2009
Clark Christopher ManganJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2502-11-2009
David Charles RankinJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$102-11-2009
James Joseph ErnstJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10002-11-2009
Alan Alroy MannJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15003-05-2009
Joseph John Szal Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-18-2009
Keith Robert KleinmanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-19-2009
Ryan WilsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-19-2009
Andrew Martin IngemanJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10003-20-2009
Gregory Thomas MatzelleJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-20-2009
Kristen Janis WhittenJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$103-20-2009
Robert E Cappello Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-20-2009
Patrick Murphy EhretJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15003-30-2009
John Francis SchaferJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15004-23-2009
Lisa Ann BruleJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15004-23-2009
Daniel S LevinJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15005-13-2009
Daniel Mark BensterJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2505-22-2009
Gretchen Marie ZierolfJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC05-03-2010
Jason M PhillipsJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10004-28-2011
Robert Francis ClarkJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$12004-28-2011
Jean C GhergurovichJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC01-12-2012
Michael Adam EwanouskiJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2501-12-2012
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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