Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Kevin EnnisJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10001-14-2009
James Joseph ErnstJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5002-11-2009
Clark Christopher ManganJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2502-11-2009
David Charles RankinJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-11-2009
Alan Alroy MannJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-05-2009
Ryan WilsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-19-2009
Kristen Janis WhittenJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2503-20-2009
Patrick Murphy EhretJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5003-30-2009
Daniel S LevinJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1005-13-2009
Daniel Mark BensterJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC05-22-2009
Jason M. PhillipsJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2504-28-2011
Michael Adam EwanouskiJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2501-12-2012
Robert Fayez IbrahimJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5004-30-2013
Andrew John LawsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC12-18-2013
Michael Andrew LynfieldJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2506-26-2014
Michael Paul KozikJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC06-26-2014
Joseph Arthur BellJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2510-23-2014
Mitchell LernerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$3501-07-2016
Roger Freeman GiraudJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5001-28-2016
Richard Anthony RanoneJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC01-28-2016
Michael Harry ApplebaumJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5303-10-2016
Jeffrey Alan MossbargerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$19604-19-2016
Drew Gerard DeimlingJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC04-19-2016
Christopher A. MolerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC04-19-2016
Michael Charles GochenourJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15004-21-2016
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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