Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Kyle WilliamsLPL Financial LLCWells Fargo Clearing Services, LLC08-21-2020
Jon Kyle WilliamsLPL Financial LLCWells Fargo Clearing Services, LLC08-21-2020
Paul Anthony BarnetteLPL Financial LLCWells Fargo Clearing Services, LLC$2508-17-2020
Paul Anthony BarnetteLPL Financial LLCWells Fargo Clearing Services, LLC$2508-17-2020
Owen Ralph PardoLPL Financial LLCWells Fargo Clearing Services, LLC$5008-14-2020
Owen Ralph PardoLPL Financial LLCWells Fargo Clearing Services, LLC08-14-2020
Caitlin Anne KuhnenLPL Financial LLCWells Fargo Clearing Services, LLC08-11-2020
Stephen Jerome LafolletteLPL Financial LLCWells Fargo Clearing Services, LLC$10008-11-2020
Robert Clay BlackwellLPL Financial LLCWells Fargo Clearing Services, LLC08-11-2020
Eilesia Mcgivney DixonLPL Financial LLCWells Fargo Clearing Services, LLC07-24-2020
Keith BoydLPL Financial LLC Wells Fargo Clearing Services, LLC$18007-24-2020
Kimberly M BarryLPL Financial LLCWells Fargo Clearing Services, LLC$1006-29-2020
Roger Eugune KaputLPL Financial LLCWells Fargo Clearing Services, LLC$5006-15-2020
Emil Frank Wehrle Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-12-2020
Robert Joseph CostelloLPL Financial LLCWells Fargo Clearing Services, LLC05-20-2020
Brett Alexander BringuelLPL Financial LLCWells Fargo Clearing Services, LLC$5005-19-2020
Zach Michael BromleyLPL Financial LLCWells Fargo Clearing Services, LLC$15005-15-2020
John Aloysius Hodges IIILPL Financial LLCWells Fargo Clearing Services, LLC04-28-2020
Douglas Anthony PaulLPL Financial LLCWells Fargo Clearing Services, LLC$5004-23-2020
Jessica Marie ShifletLPL Financial LLCWells Fargo Clearing Services, LLC$1,00004-23-2020
Tammy J WarnickeLPL Financial LLCWells Fargo Clearing Services, LLC04-20-2020
Steven Craig CollieLPL Financial LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
Michael Keith AshworthLPL Financial LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
Katheryn Lee GordonLPL Financial LLCWells Fargo Clearing Services, LLC04-01-2020
Dustin Jay FordLPL Financial LLCWells Fargo Clearing Services, LLC03-13-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.