Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Bradley JohnsonLPL Financial LLCWells Fargo Clearing Services, LLC10-15-2019
Peter Carl MunsonLPL Financial LLCWells Fargo Clearing Services, LLC08-26-2019
Peter Carl MunsonLPL Financial LLCWells Fargo Clearing Services, LLC08-26-2019
Jacob Bradley JordisonLPL Financial LLCWells Fargo Clearing Services, LLC07-12-2019
John Kevin OsborneLPL Financial LLCWells Fargo Clearing Services, LLC$2507-08-2019
Brian Joseph CunninghamLPL Financial LLCWells Fargo Clearing Services, LLC$5007-03-2019
Jacob Daniel WilsonLPL Financial LLCWells Fargo Clearing Services, LLC06-28-2019
Robert Philip RileyLPL Financial LLCWells Fargo Clearing Services, LLC06-28-2019
Felipe Juan Antonio ColonLPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-27-2019
Daniel Ray Creps Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$15006-25-2019
Stephen Anthony TulliLPL Financial LLCWells Fargo Clearing Services, LLC$2506-20-2019
Victor Joseph Droubie Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5006-19-2019
Douglas Eduardo Bermudez Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$10006-07-2019
Bruce O. Dye Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$1106-07-2019
Ian Michael JonesLPL Financial LLCWells Fargo Clearing Services, LLC$5005-31-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
Christian ChaseyLPL Financial LLCWells Fargo Clearing Services, LLC05-02-2019
Richard Allan NelsonLPL Financial LLCWells Fargo Clearing Services, LLC$10005-01-2019
Thomas David GrierLPL Financial LLCWells Fargo Clearing Services, LLC04-25-2019
Pamela Joy PouncyLPL Financial LLCWells Fargo Clearing Services, LLC$10003-29-2019
Courtney Michelle KaplanLPL Financial LLCWells Fargo Clearing Services, LLC03-11-2019
Hoover Thomas LauLPL Financial LLCWells Fargo Clearing Services, LLC02-28-2019
Jacob Michael HudsonLPL Financial LLCWells Fargo Clearing Services, LLC02-27-2019
Kevin Joseph CarrollLPL Financial LLCWells Fargo Clearing Services, LLC$10002-15-2019
Eric Roger Williams IIILPL Financial LLCWells Fargo Clearing Services, LLC02-01-2019
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Showing 1 to 25 of 297 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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