Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Michael Anthony Martinez | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 03-01-2019 |
| Towfiq Chitalwala | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 11-02-2018 |
| Joel David Rizzo | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 10-11-2018 |
| Fatima G. Munoz Huerta | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 10-01-2018 |
| Claudia Trinidad Rivas | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 09-07-2018 |
| Jean-Paul Simon Afif | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 09-07-2018 |
| Dannielle Brittany Brown | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 06-27-2018 |
| Alina G. Lloyd | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 06-18-2018 |
| Ruben Gamboa Cavada | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 05-01-2018 |
| Francis Leo Abella | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 03-29-2018 |
| Pina Carino | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 12-14-2017 |
| Mickey T. Li | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 09-22-2017 |
| Xue Ying Chen | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 08-23-2017 |
| Joyce Lim Benight | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 06-02-2017 |
| Evidio T. Mayea III | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 06-01-2017 |
| Yaniv George Kugman | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 06-01-2017 |
| Stephan M. Kungl | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 04-25-2017 |
| Ashley Charles Daggs | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | $100 | 04-10-2017 |
| Rachel Virginia Eaton | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 12-01-2016 |
| Walter James Gallo | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 11-23-2016 |
| Oscar Abdul Camarero | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 09-19-2016 |
| Fernando J. Carrillo | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | $50 | 06-21-2016 |
| Ohan Chorekchyan | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 05-13-2016 |
| Sean Travis Anthony | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 01-15-2016 |
| David Ernest Sorensen | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wells Fargo Clearing Services, LLC | — | 01-12-2016 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
