Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Lee Edmondson Jr.Morgan StanleyWells Fargo Clearing Services, LLC$5005-22-2009
Michael Patrick LoughneyMorgan StanleyWells Fargo Clearing Services, LLC06-01-2009
Wilhelm K LemkeMorgan StanleyWells Fargo Clearing Services, LLC06-01-2009
David Joseph SchnallMorgan StanleyWells Fargo Clearing Services, LLC06-08-2009
Stephen Frederick Owen IIIMorgan StanleyWells Fargo Clearing Services, LLC07-02-2009
Benjamin Tyler ChunkoMorgan StanleyWells Fargo Clearing Services, LLC08-03-2009
Alexander Bennett GreeneMorgan StanleyWells Fargo Clearing Services, LLC08-07-2009
Matthew Michael SuscoMorgan StanleyWells Fargo Clearing Services, LLC08-24-2009
Steven Manson SwannMorgan StanleyWells Fargo Clearing Services, LLC$15008-24-2009
Samuel Allen BruningMorgan StanleyWells Fargo Clearing Services, LLC08-26-2009
John Franklin Windham Jr.Morgan StanleyWells Fargo Clearing Services, LLC08-28-2009
James William Patrick WolfMorgan StanleyWells Fargo Clearing Services, LLC08-31-2009
Lynnette HoodMorgan StanleyWells Fargo Clearing Services, LLC11-09-2009
Charles Edward Crossingham Jr.Morgan StanleyWells Fargo Clearing Services, LLC12-14-2009
Keith Marlow SeiversMorgan StanleyWells Fargo Clearing Services, LLC$5012-14-2009
Thomas Dean WebsterMorgan StanleyWells Fargo Clearing Services, LLC$15012-16-2009
Robert Douglas EigenMorgan StanleyWells Fargo Clearing Services, LLC$10012-18-2009
Christopher James Butler, Kevin C ButlerMorgan StanleyWells Fargo Clearing Services, LLC01-15-2010
Stephen Peter WathenMorgan StanleyWells Fargo Clearing Services, LLC01-15-2010
Daniel George ChaumpMorgan StanleyWells Fargo Clearing Services, LLC$1,00002-08-2010
Martha Jo Callmer-PontonMorgan StanleyWells Fargo Clearing Services, LLC02-12-2010
Shawn Patrick Hood Jr.Morgan StanleyWells Fargo Clearing Services, LLC$102-25-2010
Luis Rafael BonillaMorgan StanleyWells Fargo Clearing Services, LLC$10003-11-2010
Gehrin Michael OrtizMorgan StanleyWells Fargo Clearing Services, LLC03-12-2010
Jeff T LesniewiczMorgan StanleyWells Fargo Clearing Services, LLC03-12-2010
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Showing 1 to 25 of 614 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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