Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Edward MullenMorgan StanleyWells Fargo Clearing Services, LLC$5008-07-2015
Jeffrey Allen BlakeMorgan StanleyWells Fargo Clearing Services, LLC$5008-07-2015
Andrea S. Booker SmithMorgan StanleyWells Fargo Clearing Services, LLC08-12-2015
Joseph David EvansMorgan StanleyWells Fargo Clearing Services, LLC$5008-28-2015
William Shane KonvesMorgan StanleyWells Fargo Clearing Services, LLC$2510-16-2015
James Michael SchusterMorgan StanleyWells Fargo Clearing Services, LLC10-20-2015
Richard Lester BlondheimMorgan StanleyWells Fargo Clearing Services, LLC$5010-30-2015
Thomas James HaganMorgan StanleyWells Fargo Clearing Services, LLC$15011-06-2015
William Scott LovelessMorgan StanleyWells Fargo Clearing Services, LLC11-10-2015
Robert Graham CollierMorgan StanleyWells Fargo Clearing Services, LLC$10011-13-2015
Patrick Louis SmithMorgan StanleyWells Fargo Clearing Services, LLC11-13-2015
Anthony Faustino PerezMorgan StanleyWells Fargo Clearing Services, LLC11-13-2015
Maryann Alice KellyMorgan StanleyWells Fargo Clearing Services, LLC11-19-2015
John Calvin Oberg II, Jonathan Michael HillMorgan StanleyWells Fargo Clearing Services, LLC$5012-11-2015
Ghalib Abdulla KanjiMorgan StanleyWells Fargo Clearing Services, LLC$2512-14-2015
Rodrigo Idarraga Jr.Morgan StanleyWells Fargo Clearing Services, LLC01-05-2016
Michelle A. JenningsMorgan StanleyWells Fargo Clearing Services, LLC01-19-2016
Dennis Michael OlivaMorgan StanleyWells Fargo Clearing Services, LLC03-24-2016
Craig Roger McCuneMorgan StanleyWells Fargo Clearing Services, LLC$10003-31-2016
Sang Gue LeeMorgan StanleyWells Fargo Clearing Services, LLC04-01-2016
Tomas Jin KimMorgan StanleyWells Fargo Clearing Services, LLC04-14-2016
James Charles DunnMorgan StanleyWells Fargo Clearing Services, LLC04-22-2016
Fredric S. Bayles IIIMorgan StanleyWells Fargo Clearing Services, LLC05-20-2016
Bryan Patrick GatelyMorgan StanleyWells Fargo Clearing Services, LLC06-03-2016
Mark Bryant RuyleMorgan StanleyWells Fargo Clearing Services, LLC06-09-2016
« Previous PageNext Page »

Showing 226 to 250 of 329 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.