Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Allen MaringMorgan StanleyWells Fargo Clearing Services, LLC$10002-10-2017
Thomas Morgan Sime, Zach Michael MesserinoMorgan StanleyWells Fargo Clearing Services, LLC03-01-2017
John Donald YeazelMorgan StanleyWells Fargo Clearing Services, LLC03-31-2017
Nicholas George BroskyMorgan StanleyWells Fargo Clearing Services, LLC04-18-2017
Christopher Lee ApgarMorgan StanleyWells Fargo Clearing Services, LLC$10004-21-2017
Michael Christopher BernardMorgan StanleyWells Fargo Clearing Services, LLC04-28-2017
Norman Thorn RobertsonMorgan StanleyWells Fargo Clearing Services, LLC$10005-05-2017
Michael Charles MontgomeryMorgan StanleyWells Fargo Clearing Services, LLC$5005-05-2017
Milad JavaherianMorgan StanleyWells Fargo Clearing Services, LLC05-19-2017
George Herman WentheMorgan StanleyWells Fargo Clearing Services, LLC$10005-22-2017
Richard Joseph Massaux, Sean Lex GoldMorgan StanleyWells Fargo Clearing Services, LLC$26007-10-2017
Craig Anthony RoyesMorgan StanleyWells Fargo Clearing Services, LLC07-12-2017
Eric P. DrakeMorgan StanleyWells Fargo Clearing Services, LLC$2507-20-2017
Billy Ray Gross, Paula Sue Sutton, William Brent SuttonMorgan StanleyWells Fargo Clearing Services, LLC07-20-2017
Francine Juanita TorresMorgan StanleyWells Fargo Clearing Services, LLC07-28-2017
Feliciana R. CruzMorgan StanleyWells Fargo Clearing Services, LLC08-04-2017
John Glover Givens, Kent Andrew WelleyMorgan StanleyWells Fargo Clearing Services, LLC$11508-11-2017
James Ralph WilliamsMorgan StanleyWells Fargo Clearing Services, LLC$5008-11-2017
Daniel Stanley DerisioMorgan StanleyWells Fargo Clearing Services, LLC$5008-17-2017
William Jamieson SmithMorgan StanleyWells Fargo Clearing Services, LLC08-17-2017
Deborah Carter SmithMorgan StanleyWells Fargo Clearing Services, LLC08-17-2017
David Paul BushmanMorgan StanleyWells Fargo Clearing Services, LLC$6408-25-2017
Michael Kevin MoberlyMorgan StanleyWells Fargo Clearing Services, LLC$2508-31-2017
Laura Rose BarberianMorgan StanleyWells Fargo Clearing Services, LLC09-01-2017
Jennifer Lyn KissingerMorgan StanleyWells Fargo Clearing Services, LLC09-25-2017
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Showing 276 to 300 of 329 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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