Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Scott LovelessMorgan StanleyWells Fargo Clearing Services, LLC11-10-2015
Robert Graham CollierMorgan StanleyWells Fargo Clearing Services, LLC11-13-2015
Patrick Louis SmithMorgan StanleyWells Fargo Clearing Services, LLC11-13-2015
Anthony Faustino PerezMorgan StanleyWells Fargo Clearing Services, LLC11-13-2015
Maryann Alice KellyMorgan StanleyWells Fargo Clearing Services, LLC11-19-2015
Jorge Alberto MaldonadoMorgan StanleyWells Fargo Clearing Services, LLC$5612-04-2015
John Calvin Oberg IIMorgan StanleyWells Fargo Clearing Services, LLC$5512-11-2015
Jonathan Michael HillMorgan StanleyWells Fargo Clearing Services, LLC$2512-11-2015
Ghalib Abdulla KanjiMorgan StanleyWells Fargo Clearing Services, LLC12-14-2015
Rodrigo Idarraga JrMorgan StanleyWells Fargo Clearing Services, LLC01-05-2016
Michelle Adrianne JenningsMorgan StanleyWells Fargo Clearing Services, LLC01-19-2016
Dennis Michael OlivaMorgan StanleyWells Fargo Clearing Services, LLC03-24-2016
Craig Roger MccuneMorgan StanleyWells Fargo Clearing Services, LLC03-31-2016
Sang Gue LeeMorgan StanleyWells Fargo Clearing Services, LLC04-01-2016
Tomas Jin KimMorgan StanleyWells Fargo Clearing Services, LLC04-14-2016
Jim Charles DunnMorgan StanleyWells Fargo Clearing Services, LLC04-22-2016
Fredric Stephen Bayles IiiMorgan StanleyWells Fargo Clearing Services, LLC05-20-2016
Bryan Patrick GatelyMorgan StanleyWells Fargo Clearing Services, LLC$5006-03-2016
Thor Walter AndersonMorgan StanleyWells Fargo Clearing Services, LLC$1307-01-2016
Michael James PizzoMorgan StanleyWells Fargo Clearing Services, LLC07-01-2016
Ashlie Marie JohnsonMorgan StanleyWells Fargo Clearing Services, LLC$10007-01-2016
Mark Evan ToumajianMorgan StanleyWells Fargo Clearing Services, LLC07-07-2016
Uriah Deshawn WilliamsMorgan StanleyWells Fargo Clearing Services, LLC07-13-2016
Robert Hughes AinslieMorgan StanleyWells Fargo Clearing Services, LLC07-15-2016
Daniel Christopher PeckhamMorgan StanleyWells Fargo Clearing Services, LLC$24307-22-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.