Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Seabrook Kathleen ChiapponeMorgan StanleyWells Fargo Clearing Services, LLC$18004-05-2013
Kathleen ChiapponeMorgan StanleyWells Fargo Clearing Services, LLC$10004-05-2013
William Elliott SeabrookMorgan StanleyWells Fargo Clearing Services, LLC04-05-2013
Frances A Robinson-BidwellMorgan StanleyWells Fargo Clearing Services, LLC04-15-2013
Kevin David WrightMorgan StanleyWells Fargo Clearing Services, LLC$5004-19-2013
Paul BagnatoMorgan StanleyWells Fargo Clearing Services, LLC$16505-03-2013
Paolo BagnatoMorgan StanleyWells Fargo Clearing Services, LLC$10005-03-2013
Daron Bruce EdwardsMorgan StanleyWells Fargo Clearing Services, LLC$5005-06-2013
Peter ByeonMorgan StanleyWells Fargo Clearing Services, LLC05-09-2013
Ricardo M KentMorgan StanleyWells Fargo Clearing Services, LLC$5005-10-2013
William John Mccleneghen JrMorgan StanleyWells Fargo Clearing Services, LLC$10005-20-2013
Michael Brad LitrentoMorgan StanleyWells Fargo Clearing Services, LLC05-20-2013
Ricardo KentMorgan StanleyWells Fargo Clearing Services, LLC$10005-24-2013
Michael Marc SchultzMorgan StanleyWells Fargo Clearing Services, LLC05-24-2013
Arthur A LevineMorgan StanleyWells Fargo Clearing Services, LLC06-06-2013
Roman YakubovMorgan StanleyWells Fargo Clearing Services, LLC06-06-2013
Manuel L OjedaMorgan StanleyWells Fargo Clearing Services, LLC06-07-2013
Wesley David HollanMorgan StanleyWells Fargo Clearing Services, LLC$5006-17-2013
William Robert ZeunerMorgan StanleyWells Fargo Clearing Services, LLC$5007-11-2013
Christopher Edward CoghlanMorgan StanleyWells Fargo Clearing Services, LLC08-02-2013
William John LoprestiMorgan StanleyWells Fargo Clearing Services, LLC$6508-02-2013
William J McdavittMorgan StanleyWells Fargo Clearing Services, LLC09-04-2013
Raymond KostyackMorgan StanleyWells Fargo Clearing Services, LLC$2509-06-2013
Carmen Joseph PontelandolfoMorgan StanleyWells Fargo Clearing Services, LLC$5009-12-2013
Steven John SzmakMorgan StanleyWells Fargo Clearing Services, LLC09-20-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.