Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Scott Sappington, Brian Paul WatkinsMorgan StanleyWells Fargo Clearing Services, LLC$5009-05-2014
Gary Norman ShawMorgan StanleyWells Fargo Clearing Services, LLC09-08-2014
Tracy A. ChanMorgan StanleyWells Fargo Clearing Services, LLC$5009-11-2014
Dwayne Darryl AlpersMorgan StanleyWells Fargo Clearing Services, LLC$10009-12-2014
Robert Eldred HillMorgan StanleyWells Fargo Clearing Services, LLC09-12-2014
Robert A. PressnerMorgan StanleyWells Fargo Clearing Services, LLC$5010-10-2014
Michael Ray HamerMorgan StanleyWells Fargo Clearing Services, LLC$15011-13-2014
Corey Jon EngelhardMorgan StanleyWells Fargo Clearing Services, LLC$5011-21-2014
Nikolay Aleksandrovich VarbanetsMorgan StanleyWells Fargo Clearing Services, LLC12-24-2014
Thomas John Cagganello Jr.Morgan StanleyWells Fargo Clearing Services, LLC$15001-08-2015
Joel J. Gravina Jr.Morgan StanleyWells Fargo Clearing Services, LLC01-09-2015
Gregory Joseph BaroMorgan StanleyWells Fargo Clearing Services, LLC$5002-27-2015
Matthew James McDowellMorgan StanleyWells Fargo Clearing Services, LLC03-02-2015
Laurie Ann McNallyMorgan StanleyWells Fargo Clearing Services, LLC$5003-18-2015
Michael James HoodMorgan StanleyWells Fargo Clearing Services, LLC$1003-31-2015
James Lee GruettMorgan StanleyWells Fargo Clearing Services, LLC$1004-16-2015
Robert Leslie McVey IIIMorgan StanleyWells Fargo Clearing Services, LLC$5004-20-2015
Daniel James BurfeindMorgan StanleyWells Fargo Clearing Services, LLC05-08-2015
Lenard Bruce CohenMorgan StanleyWells Fargo Clearing Services, LLC05-19-2015
William Rafael HenningMorgan StanleyWells Fargo Clearing Services, LLC$5005-21-2015
Corey WeideMorgan StanleyWells Fargo Clearing Services, LLC$2506-04-2015
Roger Stuart KupermanMorgan StanleyWells Fargo Clearing Services, LLC$10006-05-2015
Marc Stuart Cohen, Darryl Matthew Cohen, Spencer Nathan TorganMorgan StanleyWells Fargo Clearing Services, LLC06-05-2015
David Anthony RedmondMorgan StanleyWells Fargo Clearing Services, LLC07-01-2015
Christopher Michael LaneMorgan StanleyWells Fargo Clearing Services, LLC07-24-2015
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Showing 201 to 225 of 329 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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