Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence DursoMorgan StanleyWells Fargo Clearing Services, LLC$15009-22-2011
Kris Anne FrazierMorgan StanleyWells Fargo Clearing Services, LLC$5009-22-2011
Bruce Steven StuartMorgan StanleyWells Fargo Clearing Services, LLC09-23-2011
Thomas J Lindia IIIMorgan StanleyWells Fargo Clearing Services, LLC$5009-30-2011
Joseph Dominic Gandolfo Jr.Morgan StanleyWells Fargo Clearing Services, LLC09-30-2011
Greg Earl RoyseMorgan StanleyWells Fargo Clearing Services, LLC$10010-04-2011
Danielle Jessica AldamaMorgan StanleyWells Fargo Clearing Services, LLC$15010-04-2011
Kennison Lee WakefieldMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Ebbert Ashby JonesMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Jeff Richard BankMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Zvart PotoukianMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Jon Leif EricksonMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Patricia Michelle Fontan-SorlieMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Steven Andrew RodmanMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Sage Inhae ChoMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Robert DeblasioMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Donald Wesley Dawson Jr.Morgan StanleyWells Fargo Clearing Services, LLC$2510-14-2011
Fred Clyde SpolianskyMorgan StanleyWells Fargo Clearing Services, LLC$15010-14-2011
Chadwick Royce KeelerMorgan StanleyWells Fargo Clearing Services, LLC10-14-2011
Robert Andrew LobelMorgan StanleyWells Fargo Clearing Services, LLC$15010-31-2011
Lawrence Thomas SivilliMorgan StanleyWells Fargo Clearing Services, LLC11-01-2011
Richard Edward CummingsMorgan StanleyWells Fargo Clearing Services, LLC$5011-04-2011
Timothy Mark StevensMorgan StanleyWells Fargo Clearing Services, LLC11-04-2011
Lisbeth Lovell CherringtonMorgan StanleyWells Fargo Clearing Services, LLC$10011-04-2011
Paul William LascelleMorgan StanleyWells Fargo Clearing Services, LLC11-04-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.