Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Lee Edmondson Jr.Morgan StanleyWells Fargo Clearing Services, LLC$2505-22-2009
Steven Manson SwannMorgan StanleyWells Fargo Clearing Services, LLC$5008-24-2009
Keith Marlow SeiversMorgan StanleyWells Fargo Clearing Services, LLC12-14-2009
Thomas Dean WebsterMorgan StanleyWells Fargo Clearing Services, LLC12-16-2009
Robert Douglas EigenMorgan StanleyWells Fargo Clearing Services, LLC12-18-2009
Christopher James Butler, Kevin C. ButlerMorgan StanleyWells Fargo Clearing Services, LLC01-15-2010
Daniel George ChaumpMorgan StanleyWells Fargo Clearing Services, LLC02-08-2010
Shawn Patrick Hood Jr.Morgan StanleyWells Fargo Clearing Services, LLC02-25-2010
Luis Rafael BonillaMorgan StanleyWells Fargo Clearing Services, LLC03-11-2010
Jeffrey Downard OlsenMorgan StanleyWells Fargo Clearing Services, LLC$1003-15-2010
Kalah Eileen MartreMorgan StanleyWells Fargo Clearing Services, LLC04-05-2010
John Martin Kelley Jr.Morgan StanleyWells Fargo Clearing Services, LLC$5005-14-2010
Francisco Javier VacaMorgan StanleyWells Fargo Clearing Services, LLC05-14-2010
Jeffrey Alexander EngblomMorgan StanleyWells Fargo Clearing Services, LLC05-28-2010
Brian Joseph CaseyMorgan StanleyWells Fargo Clearing Services, LLC05-28-2010
James Edwin PetersonMorgan StanleyWells Fargo Clearing Services, LLC$10006-11-2010
Rebecca Elfreda PowellMorgan StanleyWells Fargo Clearing Services, LLC$2506-25-2010
John William ShortMorgan StanleyWells Fargo Clearing Services, LLC$10007-16-2010
John Floyd Yerger IIIMorgan StanleyWells Fargo Clearing Services, LLC$2507-30-2010
Patricia Ellen SelinMorgan StanleyWells Fargo Clearing Services, LLC$2507-30-2010
James Foster HargreavesMorgan StanleyWells Fargo Clearing Services, LLC$1007-30-2010
Robert Edwin BerryhillMorgan StanleyWells Fargo Clearing Services, LLC08-20-2010
Ari Richard DardikMorgan StanleyWells Fargo Clearing Services, LLC08-27-2010
Richard Laurence SchaeferMorgan StanleyWells Fargo Clearing Services, LLC09-02-2010
Anthony Louis San AndresMorgan StanleyWells Fargo Clearing Services, LLC$2509-03-2010
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Showing 1 to 25 of 329 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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