Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Michael LavianoMorgan StanleyWells Fargo Clearing Services, LLC09-08-2010
Howard Lee HorowitzMorgan StanleyWells Fargo Clearing Services, LLC09-10-2010
James Donald GunnMorgan StanleyWells Fargo Clearing Services, LLC$10009-13-2010
Ricardo Maulini JrMorgan StanleyWells Fargo Clearing Services, LLC$1010-15-2010
Peter Michael HeidtMorgan StanleyWells Fargo Clearing Services, LLC$10010-21-2010
Magaly Masci CarsonMorgan StanleyWells Fargo Clearing Services, LLC11-18-2010
Raymond Edgar Sutch IIIMorgan StanleyWells Fargo Clearing Services, LLC11-19-2010
Robert Mark LindenMorgan StanleyWells Fargo Clearing Services, LLC12-02-2010
Joseph Boyd CartierMorgan StanleyWells Fargo Clearing Services, LLC12-03-2010
Lloyd Barry CohenMorgan StanleyWells Fargo Clearing Services, LLC12-09-2010
John Brian GleasonMorgan StanleyWells Fargo Clearing Services, LLC12-10-2010
Philip Francis DecarloMorgan StanleyWells Fargo Clearing Services, LLC12-13-2010
Brendan John CunninghamMorgan StanleyWells Fargo Clearing Services, LLC$10001-07-2011
John Robert E WeisgerberMorgan StanleyWells Fargo Clearing Services, LLC$5001-07-2011
David Phillip GrallMorgan StanleyWells Fargo Clearing Services, LLC$10001-21-2011
Steven R. EggersMorgan StanleyWells Fargo Clearing Services, LLC02-01-2011
Francisabel MedinaMorgan StanleyWells Fargo Clearing Services, LLC02-04-2011
Eric Dean ForsythMorgan StanleyWells Fargo Clearing Services, LLC02-14-2011
Casey Patrick O'ConnorMorgan StanleyWells Fargo Clearing Services, LLC02-14-2011
Carlos DuqueMorgan StanleyWells Fargo Clearing Services, LLC03-01-2011
Michael Bernard O'HareMorgan StanleyWells Fargo Clearing Services, LLC$15003-24-2011
Michael Robert PerrellaMorgan StanleyWells Fargo Clearing Services, LLC$5003-24-2011
Ann M McQuillan PerriMorgan StanleyWells Fargo Clearing Services, LLC$10004-08-2011
Sheila T. JohnsonMorgan StanleyWells Fargo Clearing Services, LLC$1004-15-2011
Barbara-Ann RushMorgan StanleyWells Fargo Clearing Services, LLC$10004-29-2011
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Showing 26 to 50 of 329 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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