Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Leslie SapersteinMorgan StanleyWells Fargo Clearing Services, LLC$15003-28-2014
Aaron Yoon Joon JangMorgan StanleyWells Fargo Clearing Services, LLC02-24-2012
Adam Daniel GelcichMorgan StanleyWells Fargo Clearing Services, LLC02-03-2020
Adriano Batista ConradoMorgan StanleyWells Fargo Clearing Services, LLC$5004-04-2014
Alan Richard CicoraMorgan StanleyWells Fargo Clearing Services, LLC$15008-15-2019
Alejandro Alex PulidoMorgan StanleyWells Fargo Clearing Services, LLC06-20-2011
Alejandro V CabreraMorgan StanleyWells Fargo Clearing Services, LLC$2511-16-2012
Alex WentheMorgan StanleyWells Fargo Clearing Services, LLC$16605-18-2017
Ali N GarbaMorgan StanleyWells Fargo Clearing Services, LLC08-03-2012
Alias MasudiMorgan StanleyWells Fargo Clearing Services, LLC04-26-2018
Allen Keith ShortMorgan StanleyWells Fargo Clearing Services, LLC06-05-2020
Amy Glover HefnerMorgan StanleyWells Fargo Clearing Services, LLC05-12-2017
Ana Cristina Vergel-GandiaMorgan StanleyWells Fargo Clearing Services, LLC$5009-06-2019
Andrea S Booker SmithMorgan StanleyWells Fargo Clearing Services, LLC08-12-2015
Andrew Christopher DeprimioMorgan StanleyWells Fargo Clearing Services, LLC01-17-2020
Andrew Cole SullivanMorgan StanleyWells Fargo Clearing Services, LLC08-29-2017
Andrew MullenMorgan StanleyWells Fargo Clearing Services, LLC03-23-2018
Andrew Spencer HatcherMorgan StanleyWells Fargo Clearing Services, LLC01-04-2019
Andrew W BushongMorgan StanleyWells Fargo Clearing Services, LLC$5011-15-2012
Angel ColinaMorgan StanleyWells Fargo Clearing Services, LLC$24008-02-2012
Angel Luis ColinaMorgan StanleyWells Fargo Clearing Services, LLC$5008-02-2012
Ann M McQuillan PerriMorgan StanleyWells Fargo Clearing Services, LLC$5004-08-2011
Anthony Faustino PerezMorgan StanleyWells Fargo Clearing Services, LLC11-13-2015
Anthony HeizenrothMorgan StanleyWells Fargo Clearing Services, LLC$610-11-2012
Anthony John Deguzman EsguerraMorgan StanleyWells Fargo Clearing Services, LLC$5010-05-2012
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Showing 1 to 25 of 516 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.