Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Dean WebsterMorgan StanleyWells Fargo Clearing Services, LLC12-16-2009
Christopher James ButlerMorgan StanleyWells Fargo Clearing Services, LLC01-15-2010
Kevin C. ButlerMorgan StanleyWells Fargo Clearing Services, LLC01-15-2010
Gehrin Michael OrtizMorgan StanleyWells Fargo Clearing Services, LLC03-12-2010
Jeffrey Downard OlsenMorgan StanleyWells Fargo Clearing Services, LLC$1003-15-2010
Mark Steven KritzerMorgan StanleyWells Fargo Clearing Services, LLC$5004-16-2010
Alexander Cruz-SalvadoresMorgan StanleyWells Fargo Clearing Services, LLC$1004-16-2010
John Christian MarsellaMorgan StanleyWells Fargo Clearing Services, LLC05-01-2010
Stephen TuMorgan StanleyWells Fargo Clearing Services, LLC05-10-2010
Frank Robert Spitznagel IIIMorgan StanleyWells Fargo Clearing Services, LLC08-20-2010
Anthony Louis San AndresMorgan StanleyWells Fargo Clearing Services, LLC$2509-03-2010
James Donald GunnMorgan StanleyWells Fargo Clearing Services, LLC$10009-13-2010
Amit Ravin PatelMorgan StanleyWells Fargo Clearing Services, LLC11-22-2010
Lloyd Barry CohenMorgan StanleyWells Fargo Clearing Services, LLC$2512-09-2010
Anthony Richard StellaMorgan StanleyWells Fargo Clearing Services, LLC$5001-03-2011
Jennifer Rue Anne BruehlMorgan StanleyWells Fargo Clearing Services, LLC01-03-2011
Quentin R. StellaMorgan StanleyWells Fargo Clearing Services, LLC01-03-2011
Steven R. EggersMorgan StanleyWells Fargo Clearing Services, LLC02-01-2011
Adam Christopher BoyntonMorgan StanleyWells Fargo Clearing Services, LLC03-04-2011
Shawn Thomas Moussavi-ArfaMorgan StanleyWells Fargo Clearing Services, LLC$10003-11-2011
Brian Scott BennerMorgan StanleyWells Fargo Clearing Services, LLC$5003-18-2011
Ryan Matthew BrownMorgan StanleyWells Fargo Clearing Services, LLC03-28-2011
Peter Robert MeroMorgan StanleyWells Fargo Clearing Services, LLC$5004-01-2011
Yoil Sulieman AwabdehMorgan StanleyWells Fargo Clearing Services, LLC04-08-2011
John Joseph TorpeyMorgan StanleyWells Fargo Clearing Services, LLC$10004-15-2011
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Showing 1 to 25 of 176 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.