Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Dean WebsterMorgan StanleyWells Fargo Clearing Services, LLC12-16-2009
Christopher James Butler, Kevin C. ButlerMorgan StanleyWells Fargo Clearing Services, LLC01-15-2010
Jeffrey Downard OlsenMorgan StanleyWells Fargo Clearing Services, LLC$1003-15-2010
Anthony Louis San AndresMorgan StanleyWells Fargo Clearing Services, LLC$2509-03-2010
James Donald GunnMorgan StanleyWells Fargo Clearing Services, LLC$10009-13-2010
Lloyd Barry CohenMorgan StanleyWells Fargo Clearing Services, LLC12-09-2010
Steven R. EggersMorgan StanleyWells Fargo Clearing Services, LLC02-01-2011
Robert John CoronelMorgan StanleyWells Fargo Clearing Services, LLC06-30-2011
Michael Richard Parziale, Daniel Paul MorilakMorgan StanleyWells Fargo Clearing Services, LLC$15008-04-2011
Kyle Robert DillonMorgan StanleyWells Fargo Clearing Services, LLC08-08-2011
Robin Lennon WilliamsMorgan StanleyWells Fargo Clearing Services, LLC$15008-17-2011
Judy Tehsin Keng, Sue Hua Teng, Jack Wong, Darryl Hun-Kien Ng, Tommy LiuMorgan StanleyWells Fargo Clearing Services, LLC$15009-02-2011
Shao TeMorgan StanleyWells Fargo Clearing Services, LLC09-02-2011
Bruce Steven StuartMorgan StanleyWells Fargo Clearing Services, LLC09-23-2011
Greg Earl Royse, Danielle Jessica AldamaMorgan StanleyWells Fargo Clearing Services, LLC$10010-04-2011
Ebbert Ashby JonesMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Zvart PotoukianMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Kennison Lee WakefieldMorgan StanleyWells Fargo Clearing Services, LLC10-07-2011
Raymond Brent CrandalMorgan StanleyWells Fargo Clearing Services, LLC$15002-03-2012
Aaron Yoon Joon JangMorgan StanleyWells Fargo Clearing Services, LLC02-24-2012
Jonathan Patrick O'BrienMorgan StanleyWells Fargo Clearing Services, LLC03-01-2012
David William SchragerMorgan StanleyWells Fargo Clearing Services, LLC$10003-29-2012
Gabriel Dominic TorresMorgan StanleyWells Fargo Clearing Services, LLC$5007-31-2012
Frank Feipang Auyeung, Jeremy Thomas Belnas, Fulton Y ChangMorgan StanleyWells Fargo Clearing Services, LLC$10008-03-2012
Michael Curtis MorrisonMorgan StanleyWells Fargo Clearing Services, LLC12-14-2012
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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