Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlos Enrique OrtizMorgan StanleyWells Fargo Clearing Services, LLC09-01-2020
Frank Thomas Guerriero JrMorgan StanleyWells Fargo Clearing Services, LLC$5006-25-2020
Christopher Dayton JonesMorgan StanleyWells Fargo Clearing Services, LLC$5001-10-2020
Gerardo AvitiaMorgan StanleyWells Fargo Clearing Services, LLC10-30-2019
Jeffrey Scott SmithMorgan StanleyWells Fargo Clearing Services, LLC$5010-18-2019
William Kevin HofferMorgan StanleyWells Fargo Clearing Services, LLC$15009-26-2019
Ana Cristina Vergel-GandiaMorgan StanleyWells Fargo Clearing Services, LLC$5009-06-2019
Max Mordechai BeckerMorgan StanleyWells Fargo Clearing Services, LLC$1,00009-06-2019
Alan Richard CicoraMorgan StanleyWells Fargo Clearing Services, LLC$15008-15-2019
Stephanie JonesMorgan StanleyWells Fargo Clearing Services, LLC07-16-2019
Yvonne Lisa McguireMorgan StanleyWells Fargo Clearing Services, LLC$10006-28-2019
Eban BarnettMorgan StanleyWells Fargo Clearing Services, LLC$2511-16-2018
Juan Carlos AvilaMorgan StanleyWells Fargo Clearing Services, LLC$5008-06-2018
Kristin M CaseyMorgan StanleyWells Fargo Clearing Services, LLC01-22-2018
Craig Anthony RoyesMorgan StanleyWells Fargo Clearing Services, LLC07-12-2017
Patrico Julian GerscovichMorgan StanleyWells Fargo Clearing Services, LLC05-19-2017
Brian Ramon GarciaMorgan StanleyWells Fargo Clearing Services, LLC$10003-03-2017
Richard Scott GrodinMorgan StanleyWells Fargo Clearing Services, LLC$2501-06-2017
David Joseph StellaMorgan StanleyWells Fargo Clearing Services, LLC$5010-14-2016
Theresa Ann WilliamsMorgan StanleyWells Fargo Clearing Services, LLC10-14-2016
Michael Engle PeacockMorgan StanleyWells Fargo Clearing Services, LLC09-23-2016
Jim Charles DunnMorgan StanleyWells Fargo Clearing Services, LLC04-22-2016
Dennis Michael OlivaMorgan StanleyWells Fargo Clearing Services, LLC03-24-2016
Thomas James HaganMorgan StanleyWells Fargo Clearing Services, LLC11-06-2015
Joel John Gravina JrMorgan StanleyWells Fargo Clearing Services, LLC$5001-09-2015
Next Page »

Showing 1 to 25 of 72 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.