Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Manson SwannMorgan StanleyWells Fargo Clearing Services, LLC$15008-24-2009
Luis Rafael BonillaMorgan StanleyWells Fargo Clearing Services, LLC$10003-11-2010
Patricia Ellen SelinMorgan StanleyWells Fargo Clearing Services, LLC$10007-30-2010
Eric Dean ForsythMorgan StanleyWells Fargo Clearing Services, LLC02-14-2011
Casey Patrick OConnorMorgan StanleyWells Fargo Clearing Services, LLC02-14-2011
Ron Ernest FiloramoMorgan StanleyWells Fargo Clearing Services, LLC04-29-2011
Daniel Adrian LinaresMorgan StanleyWells Fargo Clearing Services, LLC$5005-23-2011
Kathy Lynn FrancolettiMorgan StanleyWells Fargo Clearing Services, LLC$2508-12-2011
Robert Lewis DeerMorgan StanleyWells Fargo Clearing Services, LLC$2809-16-2011
Donald Wesley Dawson JrMorgan StanleyWells Fargo Clearing Services, LLC$10010-14-2011
Matthew Cabral GiresiMorgan StanleyWells Fargo Clearing Services, LLC02-15-2012
Matthew H LacourMorgan StanleyWells Fargo Clearing Services, LLC$5005-30-2012
Benjamin Joshua CohenMorgan StanleyWells Fargo Clearing Services, LLC$10007-02-2012
Angel ColinaMorgan StanleyWells Fargo Clearing Services, LLC$24008-02-2012
Angel Luis ColinaMorgan StanleyWells Fargo Clearing Services, LLC$5008-02-2012
Shane Michael StrattonMorgan StanleyWells Fargo Clearing Services, LLC10-15-2012
John Patrick PatatMorgan StanleyWells Fargo Clearing Services, LLC$10010-25-2012
Leon Ciobataru Luiz BoruchowskiMorgan StanleyWells Fargo Clearing Services, LLC$21010-29-2012
Leon CiobataruMorgan StanleyWells Fargo Clearing Services, LLC$1,00010-29-2012
Luiz Fernando BoruchowskiMorgan StanleyWells Fargo Clearing Services, LLC$5010-29-2012
Alejandro V CabreraMorgan StanleyWells Fargo Clearing Services, LLC$2511-16-2012
George Ronald HoosMorgan StanleyWells Fargo Clearing Services, LLC$5002-15-2013
William Seabrook Kathleen ChiapponeMorgan StanleyWells Fargo Clearing Services, LLC$18004-05-2013
Kathleen ChiapponeMorgan StanleyWells Fargo Clearing Services, LLC$10004-05-2013
William Elliott SeabrookMorgan StanleyWells Fargo Clearing Services, LLC04-05-2013
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.