Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Marlow SeiversMorgan StanleyWells Fargo Clearing Services, LLC$5012-14-2009
Ricardo Maulini JrMorgan StanleyWells Fargo Clearing Services, LLC$2510-15-2010
Christopher Michael WagnerMorgan StanleyWells Fargo Clearing Services, LLC12-05-2011
Louis Joseph Popielarcheck JrMorgan StanleyWells Fargo Clearing Services, LLC$1,00002-10-2012
Kristen Mulvey YablonskyMorgan StanleyWells Fargo Clearing Services, LLC$10002-10-2012
Michael Thomas JordanMorgan StanleyWells Fargo Clearing Services, LLC$5002-10-2012
Lou Popielarcheck Jr Kristen Yablonsky Michael T JordanMorgan StanleyWells Fargo Clearing Services, LLC$13502-14-2012
Jerry Allan EadesMorgan StanleyWells Fargo Clearing Services, LLC10-26-2012
Jerry Allan Eades JrMorgan StanleyWells Fargo Clearing Services, LLC10-26-2012
Shawn Edward GoodMorgan StanleyWells Fargo Clearing Services, LLC$10012-06-2012
Lenard Bruce CohenMorgan StanleyWells Fargo Clearing Services, LLC05-19-2015
Robert Christopher GarrettMorgan StanleyWells Fargo Clearing Services, LLC06-19-2015
William Scott LovelessMorgan StanleyWells Fargo Clearing Services, LLC11-10-2015
Dale Susan MeltzerMorgan StanleyWells Fargo Clearing Services, LLC$2508-30-2016
Rodney A AdderleyMorgan StanleyWells Fargo Clearing Services, LLC01-03-2017
Erich William SpoonhourMorgan StanleyWells Fargo Clearing Services, LLC08-22-2017
Matthew Edward ClaussMorgan StanleyWells Fargo Clearing Services, LLC$10005-10-2019
Justin L ChapmanMorgan StanleyWells Fargo Clearing Services, LLC06-25-2019
Larry CabreraMorgan StanleyWells Fargo Clearing Services, LLC$5008-28-2019
Keary James DidierMorgan StanleyWells Fargo Clearing Services, LLC$5012-12-2019
Michael AndryMorgan StanleyWells Fargo Clearing Services, LLC01-21-2020

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.