Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel George ChaumpMorgan StanleyWells Fargo Clearing Services, LLC$1,00002-08-2010
Jeffrey Alexander EngblomMorgan StanleyWells Fargo Clearing Services, LLC$10005-28-2010
John Michael OnufroMorgan StanleyWells Fargo Clearing Services, LLC$15007-30-2010
John Floyd Yerger IiiMorgan StanleyWells Fargo Clearing Services, LLC$5007-30-2010
William James HargreavesMorgan StanleyWells Fargo Clearing Services, LLC07-11-2011
James William IgoMorgan StanleyWells Fargo Clearing Services, LLC$5011-10-2011
Brad RudeMorgan StanleyWells Fargo Clearing Services, LLC$12902-23-2012
Shawn Alan PurdyMorgan StanleyWells Fargo Clearing Services, LLC$10007-20-2012
William Robert ZeunerMorgan StanleyWells Fargo Clearing Services, LLC$5007-11-2013
Christopher M GuadalupeMorgan StanleyWells Fargo Clearing Services, LLC$5004-29-2014
Laurie Ann McnallyMorgan StanleyWells Fargo Clearing Services, LLC$2503-18-2015
James Michael SchusterMorgan StanleyWells Fargo Clearing Services, LLC$7510-20-2015
Richard Joseph MassauxMorgan StanleyWells Fargo Clearing Services, LLC$26007-10-2017
Sean Lex GoldMorgan StanleyWells Fargo Clearing Services, LLC07-10-2017
John Donald McQuarrieMorgan StanleyWells Fargo Clearing Services, LLC06-08-2018
Duy Thanh VoMorgan StanleyWells Fargo Clearing Services, LLC11-22-2019
Eric Benjamin LankinMorgan StanleyWells Fargo Clearing Services, LLC03-06-2020
Robert Jason LankinMorgan StanleyWells Fargo Clearing Services, LLC03-06-2020
Kenneth Richard HolzapfelMorgan StanleyWells Fargo Clearing Services, LLC06-12-2020
William Conrad HolzapfelMorgan StanleyWells Fargo Clearing Services, LLC06-12-2020
Denise WineMorgan StanleyWells Fargo Clearing Services, LLC07-31-2020
Kevin Francis SullivanMorgan StanleyWells Fargo Clearing Services, LLC08-28-2020
Kirk Gerard Aguer SrMorgan StanleyWells Fargo Clearing Services, LLC$15009-09-2020
Patricia Ogden AguerMorgan StanleyWells Fargo Clearing Services, LLC09-09-2020

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.