Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Debra Anne FryattMorgan StanleyWells Fargo Clearing Services, LLC$5006-23-2011
Reuben John Englert JrMorgan StanleyWells Fargo Clearing Services, LLC$10006-30-2011
Roger Dale TaylorMorgan StanleyWells Fargo Clearing Services, LLC$5003-02-2012
Andrew W BushongMorgan StanleyWells Fargo Clearing Services, LLC$5011-15-2012
Megan Marie Poss WanglerMorgan StanleyWells Fargo Clearing Services, LLC$5004-02-2013
Daron Bruce EdwardsMorgan StanleyWells Fargo Clearing Services, LLC$5005-06-2013
Matthew Joseph KellyMorgan StanleyWells Fargo Clearing Services, LLC$10009-23-2013
Cosmin George SerbanMorgan StanleyWells Fargo Clearing Services, LLC04-07-2014
Andrea S Booker SmithMorgan StanleyWells Fargo Clearing Services, LLC08-12-2015
Jorge Alberto MaldonadoMorgan StanleyWells Fargo Clearing Services, LLC$5612-04-2015
John Calvin Oberg IIMorgan StanleyWells Fargo Clearing Services, LLC$5512-11-2015
Jonathan Michael HillMorgan StanleyWells Fargo Clearing Services, LLC$2512-11-2015
Billy Ray GrossMorgan StanleyWells Fargo Clearing Services, LLC07-20-2017
Paula Sue SuttonMorgan StanleyWells Fargo Clearing Services, LLC07-20-2017
William Brent SuttonMorgan StanleyWells Fargo Clearing Services, LLC07-20-2017
Feliciana R CruzMorgan StanleyWells Fargo Clearing Services, LLC08-04-2017
Andrew Cole SullivanMorgan StanleyWells Fargo Clearing Services, LLC08-29-2017
Nick CalegariMorgan StanleyWells Fargo Clearing Services, LLC09-23-2019
Christopher Michael BerzonMorgan StanleyWells Fargo Clearing Services, LLC06-05-2020
Brian Lee LittlefieldMorgan StanleyWells Fargo Clearing Services, LLC06-05-2020

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.