Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Paul ChinnOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$101-02-2009
Aaron Elsworth TownsOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-20-2009
Jeffrey WarrenOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-20-2009
Eric Alan JohnsonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC03-27-2009
Patrick Mcgrath IIIOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC04-17-2009
Celia Tanya EvereklianOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC08-05-2009
James Bruce HaassOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15008-24-2009
William Breckenridge AndersonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15009-04-2009
Stephen Sabine MarstersOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5009-28-2009
Christopher Kevin CoulterOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC04-19-2010
Frank Anthony CrinoOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-03-2010
Robert Ryan SkoffOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-12-2010
Jason DoddOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$106-14-2010
Joseph Anthony CanadeoOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC06-15-2010
Michael Lawrence LeakeOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15007-02-2010
Stephen Alan JaffeOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15008-06-2010
Charles Allen Heyl IIOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5009-03-2010
Kenneth Alfred ReinhardtOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC09-03-2010
James M Shea Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC09-17-2010
Daniel Stuart HellerOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5010-08-2010
James Lawrence CadyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC11-09-2010
Jeffrey Howard NesselOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-07-2011
Angela PandalenoOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-10-2011
Perry Stephen AbbonizioOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC04-27-2011
Christopher Michael AudusOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5005-02-2011
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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