Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Morgan SmithOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-07-2016
Betty RodriguezOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC06-20-2017
Casey SmithOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC06-17-2011
Charles Allen Heyl IIOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC09-03-2010
Christina Leigh SimpsonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5005-04-2012
Christopher Michael AudusOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-02-2011
Daniel Stuart HellerOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5010-08-2010
David Michael FranceOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1003-09-2012
Eugene Gray Smith IIIOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC11-13-2014
Frank Ferdinand Castagno Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5010-17-2016
Gregory Paul ChinnOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-02-2009
Harris Stephen TuchmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-29-2015
Herbert Spencer ThorntonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15001-25-2019
Jack Meyer ZahlOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC07-15-2015
James Dalton WoodardOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5001-29-2010
James Ellington White Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15008-07-2018
James Richard AzeltineOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-17-2014
Jeffrey WarrenOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-20-2009
John Anthony StockOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-14-2017
John Gerard LinehanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC12-15-2017
Joseph James QuigleyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15006-17-2011
Kenneth Wayne LiddyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC10-18-2017
Kevin Foster FriedmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$10004-19-2017
Larry Alan SchwartzmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
Mark Joshua RomanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC04-19-2017
Next Page »

Showing 1 to 25 of 40 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.