Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Elsworth TownsOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-20-2009
Alexander Morgan SmithOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15001-07-2016
Betty RodriguezOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$10006-20-2017
Charles Lewis Hillis JrOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$2506-27-2018
Christina Leigh SimpsonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15005-04-2012
Christopher Michael AudusOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5005-02-2011
Cooper Mcrae DavisOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC09-24-2019
Daniel Stuart HellerOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5010-08-2010
David Michael FranceOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC03-09-2012
Douglas Anthony BrkichOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-06-2019
Eric A KellerOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$2508-09-2018
Eugene Gray SmithOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$20011-13-2014
Florindo VolpacchioOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-10-2018
Frank Ferdinand Castagno JrOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5010-17-2016
Gregg Scott WinterOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC08-31-2018
Gregory Paul ChinnOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-02-2009
Harris Stephen TuchmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15005-29-2015
Herbert Spencer ThorntonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15001-25-2019
Jack Meyer ZahlOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC07-15-2015
James Bruce HaassOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15008-24-2009
James Dalton WoodardOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-29-2010
James Ellington White JrOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15008-07-2018
James Richard AzeltineOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15001-17-2014
Jason DoddOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC06-14-2010
Jeffrey WarrenOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-20-2009
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.