Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Allen MansfieldRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-09-2009
David Frederic MiloweRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15001-16-2009
Barry Raymon NathansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Rhett Paul NeumanRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2501-16-2009
Brent Lee HansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Eric Daniel StmartinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
William Roger McguinnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$3203-06-2009
Thomas Michael WenzelRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-31-2009
Randall Robert RubensRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5004-03-2009
Steven Eric AbrahamsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-03-2009
Garth Michael ConnerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-30-2009
Judith Chrisann Taras MsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-01-2009
David Lawson HarrisRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-15-2009
Jeffrey Bernard AltieriRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2505-29-2009
Patrick Christopher KellyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5005-29-2009
Michael David BianchiRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5005-29-2009
Stephen Lane WatkinsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5007-01-2009
Rhys A HeltRBC Capital Markets, LLCWells Fargo Clearing Services, LLC07-23-2009
Kurt Patrick LuckenbillRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10008-11-2009
James Spottswood GibsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00008-11-2009
John Edward MeeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15008-17-2009
David Octavio SpinarRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-20-2009
Stacie WeinerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5001-27-2010
Douglas Eugene BohlmanRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-02-2010
Aaron Joseph CrowleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$50010-07-2011
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Showing 1 to 25 of 213 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.