Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Raymon NathansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$101-16-2009
David Frederic MiloweRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15001-16-2009
Rhett Paul Neuman, Brent Lee Hanson, Eric Daniel StmartinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Robert Rymer MargolinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Bruce Michael WeinsteinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC02-26-2009
Christopher James MclaughlinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC02-26-2009
William Roger McguinnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$3203-06-2009
Robert Stephen Cheney, Bradley Taylor MillerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-10-2009
Patrick Allen PorterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-17-2009
Andrew Paton ButtrellRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-19-2009
Mark Douglas Panfil, Aldo LozanoRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-26-2009
Thomas Michael WenzelRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5003-31-2009
Randall Robert RubensRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5004-03-2009
Steven Eric AbrahamsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2504-03-2009
Andrew Joy Benton IIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$104-17-2009
Thomas Francis GayerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-17-2009
John James CooleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-24-2009
Garth Michael ConnerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-30-2009
Timothy Mark ScheuffeleRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-30-2009
Judith Chrisann TarasRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-01-2009
Kenneth Lowell FresemanRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-01-2009
Alan Walton SharpeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-22-2009
Jeffrey Bernard AltieriRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2505-29-2009
Michael David BianchiRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5005-29-2009
Patrick Christopher KellyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5005-29-2009
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Showing 1 to 25 of 174 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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