Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rhett Paul Neuman, Brent Lee Hanson, Eric Daniel St. MartinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15001-16-2009
Barry Raymon NathansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
William Roger McGuinnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-06-2009
Thomas Michael WenzelRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2503-31-2009
Garth Michael ConnerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-30-2009
Patrick Christopher KellyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5005-29-2009
Jeffrey Bernard AltieriRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2505-29-2009
Michael David BianchiRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-29-2009
Rhys A HeltRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10007-23-2009
Kurt Patrick Luckenbill, James Spottswood Gibson, Heidi Martha DuckworthRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10008-11-2009
Jason Charles SperberRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2009
Aaron Joseph CrowleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-07-2011
Angela Jo KieferRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-11-2011
Eric ShadoffRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-03-2012
Andrew KrantzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5005-15-2012
Timothy Ralph BockholdRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5008-03-2012
David Todd UpinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10010-17-2012
Jonathan Kyle LeipoldRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-03-2013
Theodore Stanislaus BlanchardRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-22-2013
Gavin Robertson McClueyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5010-23-2013
David Christopher TeagueRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-10-2014
James Patrick LeslieRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5001-29-2014
Kindell Dee EidsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10004-16-2014
Kyle DoegeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5004-16-2014
Beckie DotyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-16-2014
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Showing 1 to 25 of 126 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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