Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph CrowleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-07-2011
Adam Richard FeinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Alfred Llewellyn Hobgood IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15011-02-2017
Alfred Llewellyn Hobgood IVRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-02-2017
Andrew Harrison Peatross Jr.RBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-02-2017
Andrew KrantzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5005-15-2012
Andrew R. StromwallRBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-19-2017
Angela Jo KieferRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-11-2011
Barry Raymon NathansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Beckie DotyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-16-2014
Brandon Koichi CalhounRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-24-2017
Brian James KerwinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-14-2018
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
Bruce Farrell RosenRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00008-15-2018
Bruce Scott GelfandRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-27-2017
Carlton Brien PaceRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2501-16-2018
Caroline Segura HansenRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10009-03-2014
Curt Byron AllenRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2511-20-2018
David Christopher TeagueRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-10-2014
David G McClureRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00006-06-2018
David Glen HunterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-21-2017
David Todd UpinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10010-17-2012
Dennis Joseph FitzgeraldRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10009-07-2017
Dennis P. WolfRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5011-16-2017
Douglas Mark DumaisRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-26-2018
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Showing 1 to 25 of 126 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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