Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Joan FrenzRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5004-01-2020
Carl John HellebergRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-01-2020
John Armand WelschRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25604-01-2020
Gregory Richard FuerstRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5604-01-2020
Michael Alphonse KorbRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-01-2020
James P DunnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25004-05-2018
James Patrick DunnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-05-2018
Jane Rizzi StromwallRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5012-19-2017
Andrew R StromwallRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00012-19-2017
Todd Randle KrempaskyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5008-24-2017
Jonas Anders EdstromRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-03-2013
Jonathan Kyle LeipoldRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-03-2013
David Lawson HarrisRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-15-2009
Randall Robert RubensRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5004-03-2009
Steven Eric AbrahamsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-03-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.