Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Biermann Steve BiermannRaymond JamesWells Fargo Clearing Services, LLC$10002-23-2010
Steve Jones Seth GundersonRaymond JamesWells Fargo Clearing Services, LLC$14008-06-2010
Tony Noisom Chris MusinoRaymond JamesWells Fargo Clearing Services, LLC$8710-04-2010
Michael ShortRaymond JamesWells Fargo Clearing Services, LLC$21610-25-2011
John M FaganRaymond JamesWells Fargo Clearing Services, LLC$20611-29-2011
Arthur Finkelberg Butch McKenzie JrRaymond JamesWells Fargo Clearing Services, LLC$39312-27-2011
James A Schmidt Bernice Bernie MurffRaymond JamesWells Fargo Clearing Services, LLC$9001-05-2012
John Lynch Arthur DeLuca Lindsay Johns Molly Croyle Allie Gamble-Taylor Andrew FentressRaymond JamesWells Fargo Clearing Services, LLC$47704-05-2012
Mark W TeedRaymond JamesWells Fargo Clearing Services, LLC$22509-14-2012
Carolyn S Meakem Traci Meakem RichmondRaymond JamesWells Fargo Clearing Services, LLC$20009-24-2012
William S Schroth Joseph Taylor Kip Dominy Ken Hyatt Bruce KellyRaymond JamesWells Fargo Clearing Services, LLC$25009-03-2013
Scott Haley Judy Mansfield Jason Koptish Scott GlazeRaymond JamesWells Fargo Clearing Services, LLC$21009-27-2013
Doug Noble Greg Bowden Rod DahlRaymond JamesWells Fargo Clearing Services, LLC$22010-31-2013
David Rodrigo Jason GoldbergRaymond JamesWells Fargo Clearing Services, LLC$10111-15-2013
Luke Kuchenberg Tyson RayRaymond JamesWells Fargo Clearing Services, LLC$22001-17-2014
Ann B Fleming Thomas E TurnbaughRaymond JamesWells Fargo Clearing Services, LLC$14001-17-2014
David Neunuebel Lisa BarrantesRaymond JamesWells Fargo Clearing Services, LLC$8004-11-2014
Robert A Leggett James B Tharin Clint W SorensonRaymond JamesWells Fargo Clearing Services, LLC$20005-14-2014
Robert Wood Bob Robert Wood Jr Rob Carlton BrownRaymond JamesWells Fargo Clearing Services, LLC05-16-2014
Robert A ClaysonRaymond JamesWells Fargo Clearing Services, LLC$11506-20-2014
Kenneth Compton Susan Buchanon Carl Salvato Aileen AquiRaymond JamesWells Fargo Clearing Services, LLC$17006-23-2014
Christopher Fluehr Jason MamalisRaymond JamesWells Fargo Clearing Services, LLC$20007-18-2014
Erwin Bry Terry Bry Lori FugateRaymond JamesWells Fargo Clearing Services, LLC$22008-29-2014
John E Fitch III Marsha Werner Pamela Appell Penny TipswordRaymond JamesWells Fargo Clearing Services, LLC$11010-09-2014
James Fowkes Ben PlataRaymond JamesWells Fargo Clearing Services, LLC$20010-17-2014
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.