Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Frederick RandallRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-09-2009
Kenneth Lee NettletonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-09-2009
Vicky S CampbellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Gerald Daniel SaelzerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-27-2009
Michael Martin CohenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10002-13-2009
Mark H PearceRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10602-13-2009
Daniel Frank DavilaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5003-23-2009
Derek Robert MarquisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-26-2009
Charles Michael FernandezRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2504-24-2009
Kerry M KinsellaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-24-2009
David Mitchell BrodskyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10005-01-2009
Jeffrey Edward BlumRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-01-2009
Christopher Keiley CoulterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2505-01-2009
Fred Carter WilliamsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5006-19-2009
Jonathan Mark LieberRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-19-2009
Thomas Edward MahoneyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-27-2009
Douglas William CoombsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2509-04-2009
William John LukachRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-04-2009
Robert Charles KloseRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10009-18-2009
Thomas Allen BiermannRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-15-2010
Harry S WilliamsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15001-22-2010
Louis Milton VisionRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-22-2010
James Patrick WirthRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10002-11-2010
Paul Scott SchultzRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$14102-11-2010
John David WeissertRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-12-2010
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Showing 1 to 25 of 413 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.