Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Frederick RandallRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-09-2009
Kenneth Lee NettletonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Mark H. PearceRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-13-2009
Daniel Frank DavilaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-23-2009
Derek Robert MarquisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15003-26-2009
Charles Michael Fernandez, Kerry Marie KinsellaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-24-2009
Jeffrey Edward BlumRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-01-2009
Fred Carter WilliamsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-19-2009
Thomas Edward MahoneyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-27-2009
William John LukachRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-04-2009
Robert Charles KloseRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-18-2009
John Carlos CoutoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5010-06-2009
Gregg William WhelanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10010-09-2009
Harry S WilliamsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-22-2010
Louis Milton VisionRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-22-2010
Tracy Mcintrye BeltonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-16-2010
John Campbell DavisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-16-2010
William Michael HedbergRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-30-2010
Brianna Christine PerryRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-22-2011
Michael James ShortRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-23-2011
George Edward MathisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1011-18-2011
James Arthur SchmidtRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2011
Michael Andrew ThomasRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-13-2012
Sean Patrick KilbrideRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-03-2012
Richard Anthony O'Connell IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-13-2012
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Showing 1 to 25 of 212 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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