Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Patrick WirthRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15002-11-2010
Paul Scott SchultzRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-11-2010
John David WeissertRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15003-12-2010
Eric Christopher TillerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-12-2010
James Jerome MarchandRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15009-30-2010
Tina J. McKenzieRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-03-2010
Brian Richard BranchRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-27-2011
Sarah Elizabeth MeliaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-30-2012
Richard Anthony O'Connell IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-13-2012
Patrick Thomas Duerr Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-12-2012
Daniel Keith BattjesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2501-04-2013
Troy Wallace VandenboschRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2504-26-2013
Lynn Ann DiedrichRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2511-22-2013
Lisa JaboroRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-17-2014
Anthony AgostaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-22-2014
Lori Michelle BagwellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2502-13-2015
Giovanni Attilio VolpeRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-21-2015
Kelly Pettit CostelloRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-10-2017
Tyler Thomas StaplesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$7312-11-2017
Donald James SimpsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-18-2018
Jeffrey Robert GrantRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10004-18-2018
Jason GravesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-18-2018
Terry Ann RothRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-19-2018
Christopher Joseph RuifrokRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1904-19-2018
Gloria Marie GrantRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-26-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.