Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik Jens PresleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-20-2020
Jordan Charles GreenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-15-2020
George Upshur NottinghamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2020
Thomas Paul LeemanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2505-06-2020
Miriam Michelle CavanaughRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-01-2020
Bobby Neil FosterRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-01-2020
Olivia Rose SebastianRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-01-2020
Sidney Coy GrantRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-30-2020
Michael Joseph DisilvioRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-27-2020
Francie Lynn BrownRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-25-2020
Allison Marie FryRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-11-2020
Charles FerssizidisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-09-2020
Walter Leslie JohnsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-12-2020
Bradley Kirk SearsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5402-12-2020
Jonathan Raymond Chapman DickeyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15002-12-2020
Zachary T. PaytonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-12-2020
Scott Douglas GarciaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-06-2020
James Andrew IsolaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-24-2020
Roderic Lamarr Smith Sr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-17-2020
Jiles Ellsworth Kirkland Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-17-2020
Stephen Wallace GeorgeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-16-2020
Mark Matthew KillingsworthRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-06-2020
Stephen Elmer VesseyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-06-2020
Howard Dixon Ulmer IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5011-11-2019
William Osborne EitzeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-11-2019
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Showing 1 to 25 of 468 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.