Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francie Lynn BrownRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-25-2020
Allison Marie FryRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-11-2020
Charles FerssizidisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-09-2020
Walter Leslie JohnsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-12-2020
Bradley Kirk SearsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5402-12-2020
Jonathan Raymond Chapman DickeyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15002-12-2020
Zachary T. PaytonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-12-2020
Scott Douglas GarciaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-06-2020
James Andrew IsolaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-24-2020
Roderic Lamarr Smith Sr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-17-2020
Jiles Ellsworth Kirkland Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-17-2020
Stephen Wallace GeorgeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-16-2020
Mark Matthew KillingsworthRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-06-2020
Stephen Elmer VesseyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-06-2020
Howard Dixon Ulmer IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5011-11-2019
William Osborne EitzeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-11-2019
Kelly Marie McCloyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC11-01-2019
Daniel Patrick MaroneyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10011-01-2019
Patricia Ann CockellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-15-2019
James Leslie Heaton Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10010-07-2019
Brandon Christopher KegleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2019
Richard Edward KegleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2019
Kirk Edwin BuberRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-23-2019
William Lawrence OckerlundRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-20-2019
Tricia Jean Tompkins-MortonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-20-2019
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Showing 1 to 25 of 468 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.