Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Thomas LeoneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-23-2009
Kelly Ray HosekRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-30-2009
Matthew George WatsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-13-2009
Randall Arthur JohnsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-13-2009
Angie Sue SaylerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-17-2009
Douglas Allan Mac CormackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2009
Herbert William Nix Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-19-2009
Lacey Lee HoganRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2009
David William RommelmannRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-20-2009
Patrice Storms HoenningerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-23-2009
Joseph John PetrusoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-27-2009
Holly Elizabeth PaceRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2009
John Eli FrickRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-02-2009
Glenn Edward BuckinghamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-17-2009
Paul Douglas CohnRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-17-2009
Robert Fredrick Hoffman IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-20-2009
Jason Mcteague ScheurerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-24-2009
James Howley Sweeney Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$103-27-2009
Alicia Louise WilsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-03-2009
Carl Christopher HeltzelRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2504-17-2009
Michael Walter KreimerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-17-2009
Ronald Erik MidgleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-17-2009
Dulaney Covington Logan Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-24-2009
Francis David BrolleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-05-2009
Richard Alan JacksonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$105-19-2009
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Showing 1 to 25 of 397 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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