Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Arthur JohnsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-13-2009
Angie Sue SaylerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-17-2009
Herbert William Nix Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-19-2009
Douglas Allan MacCormackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2009
Patrice Storms HoenningerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-23-2009
Joseph John PetrusoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-27-2009
Robert Fredrick Hoffman IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-20-2009
James Howley Sweeney Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-27-2009
Carl C. HeltzelRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2504-17-2009
Ronald Erik MidgleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-17-2009
Francis David BrolleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-05-2009
Richard Alan JacksonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-19-2009
Jacob Lawrence FedorRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-08-2009
Adam Wade AllenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-19-2009
Jimmy Lee BoyleRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-07-2009
Darreld Christian Hutchins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15007-09-2009
Lawrence Jett Hoskins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-16-2009
William Clarke ArnoldRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-17-2009
Kenneth L. WathenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-20-2009
Kerry Mayo HorneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-06-2009
Mark David PresleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-14-2009
Paul Justis Lancaster Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-27-2009
Robert Bruce CallenderRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-27-2009
Thomas William WardRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2508-28-2009
Robert James BuckelewRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$20010-20-2009
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Showing 1 to 25 of 255 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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