Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert BuschurRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$13306-29-2020
David SwansonRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$4106-25-2020
Justin NicholsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$25003-08-2019
Robert Schrieber Terry Foster John Wedell Scott KomaromyRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$38103-01-2019
Cathie G ColemanRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$22010-05-2018
Gerald G ColemanRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$22010-05-2018
Paisley Wessel Cory WesselRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$12509-19-2018
Harry Buchanan Smith III Daniel BryantRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15008-06-2018
Karla Olson-Bellfi Thai-Vi Pham Omer BellfiRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$47505-23-2018
John Mathey Dan MirabellaRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$30505-23-2018
Irv MindesRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$36005-04-2018
Bill FedorRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$20605-04-2018
Barbara PaneralRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$11204-26-2018
Margaret R Price Sarah K Springer and Grant F ShearerRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00011-30-2017
Ken WilliamsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15009-18-2017
Keith Epstein Andrew OremlandRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$24312-19-2016
Robert BrowneRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$14612-19-2016
Jeff Cohen Christian Clinton Jena BurrowsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$34310-26-2016
Kim GiannoneRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10511-06-2015
James W McGuireRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC09-02-2014
Joseph H McAuley JrRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC04-04-2014
Frederick Gollier Michael Henning Christopher WatersRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$21502-07-2014
Lawrence I MagidRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$6001-24-2014
Richard W Ashcroft Darrell J PesekRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC07-03-2013
Greg T Evans Stephen Allain Jerred R CrumleyRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC07-03-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.