Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Arthur AtkinsonRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1004-05-2013
Andrew Franklin LaddRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5008-01-2014
Brian James WhiteRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00003-25-2019
Brian T. DockingRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15006-11-2015
Catherine Galbraith ColemanRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00010-05-2018
Charles A. Alario Jr.Robert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5003-16-2012
Charles E. SchumanRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC02-25-2013
Charles Michael FortenberryRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10003-16-2012
Christian Thomas ClintonRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1010-24-2016
Christopher Gibson WatersRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10002-07-2014
Christopher Otto HainRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1002-01-2013
Christopher Steven BrockRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC04-29-2016
Cory Michael WesselRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC08-30-2018
David Dozier BeckRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1008-30-2013
David Michael AdamsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$20004-21-2011
David Scott HimebaughRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5001-30-2015
Donald Lee BarryRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10006-11-2015
Ethan Joseph WarrenRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC05-18-2018
Gayle N. LoganRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5003-01-2012
George Vincent GamezRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$2511-02-2011
Grant Fredrick ShearerRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$21011-30-2017
Harry Buchanan Smith IIIRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10008-03-2018
James Alfred HazelRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$2511-02-2011
Jane Elizabeth McGintyRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15003-01-2012
Jeff S CohenRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$27910-24-2016
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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