Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph ButtarazziStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15001-09-2009
Charles Kirk ThompsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-23-2009
Richard Frederick ReimersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10003-24-2009
Howard Lee DouglasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2503-25-2009
James Allen FuenteStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10004-01-2009
William Orlo JonesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5004-01-2009
Eric Allen ReinholzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-01-2009
Jerry Russell Browning Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-07-2009
Thomas Allen SingletaryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5004-14-2009
Wade Cameron MitchellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-21-2009
Charles Eugene Davis Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1004-30-2009
Dana Jacar MumfordStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-06-2009
Kevin James RadcliffeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5005-07-2009
Howard Hughes Fry Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5005-08-2009
Holly Michelle BarowayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15005-29-2009
Eric Michael MayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10005-29-2009
Rita J. FultzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-04-2009
Ryan M. AckermanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-24-2009
Larry Eugene JamesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-04-2009
Samuel Lynn LafeversStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15011-09-2009
Raymond Alan IversenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10011-18-2009
Staci D. Smith LantagneStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-19-2009
John Sherman SecondStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC12-21-2009
Timothy Patrick O'ConnellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC12-21-2009
Tricia Zellman BeeversStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15003-01-2010
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Showing 1 to 25 of 176 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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