Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tracy K. JohnstonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-26-2019
David Michael BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Tyler Mark WeaverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-07-2019
Bradford John JacksonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-17-2019
John Aloysius BanksStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-13-2018
Jerod Raymond HavelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-06-2018
Kaival PatelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-09-2018
Joshua Brendan WolvertonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-28-2018
Michael Wesley HallStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC12-08-2017
Jason Nicholas DukasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-17-2017
Patricia Jeannine TippinsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-15-2017
Christopher D. StoddardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC12-15-2016
Michael M AndersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC12-08-2016
Daniel William WrightStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-21-2016
James Stephen MyattStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-11-2016
Bradley Thomas SchmidtStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-15-2016
Andrea Marsha GoldsteinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-01-2016
Herbert Charles BuchbinderStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-25-2016
Simeon Gavriel MannStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-23-2016
John M VernonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-15-2016
James Richard WallsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-29-2015
Thomas Stanchfield LeeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-21-2015
Thomas James CarneyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-15-2015
William Clarke MoynihanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-07-2015
Sibyl Catherine Saager-ZekicStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-27-2015
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Showing 1 to 25 of 185 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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