Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christina Alexandria KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-12-2019
Nicholas John SteinbachStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-20-2018
Nicholas George DukasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-17-2017
Jason Nicholas DukasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-17-2017
John Patrick RiceStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1001-12-2017
Amanda Leigh CampbellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10012-01-2015
Peter Anthony NicolettiStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5012-01-2015
John Schuyler PetersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-07-2013
Michael Lee DillmanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-08-2013
Roy Helmar CarlsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1009-28-2012
Robert Jeffrey SanderStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-12-2012
Christopher Robert LesserStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-12-2012
Francis Earl CampbellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-16-2012
John Jeffrey CookStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2508-16-2012
Elaina Friesel GarvinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-24-2012
Jeffrey Stuart MalavskyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-22-2010
Samuel Lynn LafeversStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15011-09-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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